Patient Rights - The Core Six
- Access: Right to inspect & receive a copy of their Protected Health Information (PHI).
- Amendment: Right to request corrections to inaccurate or incomplete PHI.
- Accounting of Disclosures: Right to a list of who their PHI was shared with (for non-routine purposes) over the past 6 years.
- Restriction: Right to request limits on PHI use/disclosure.
- Mandatory for providers if patient pays out-of-pocket for a service.
- Confidential Communications: Right to choose how and where they receive PHI.
- Notice of Privacy Practices: Right to a written notice of how their PHI is used and shared.
⭐ A key testable timeline: Providers have 30 days to provide patients with their medical records upon request.
Access & Amendment - See and Fix
- Right of Access: Patients can inspect & obtain a copy of their Protected Health Information (PHI).
- Providers must respond within 30 days.
- A reasonable, cost-based fee for copies is allowed.
- Access can be denied for specific records like psychotherapy notes or information gathered for legal action.
- Right to Amend: Patients can request corrections to inaccurate or incomplete PHI.
- Providers must act on the request within 60 days.
- If denied, a written explanation is required, and the patient may file a statement of disagreement to be included in the record.
⭐ Psychotherapy notes are specially protected and are not subject to a patient's general right of access to their medical records.
Disclosure & Restriction - Who Sees What
- Minimum Necessary Rule: Default is to disclose only the minimum Protected Health Information (PHI) needed for a given purpose.
- No Authorization for TPO: PHI can be used and disclosed without patient authorization for:
- Treatment (e.g., consulting with another provider)
- Payment (e.g., submitting claims)
- Operations (e.g., quality assessment, training)
- Patient Authorization: Required for most non-TPO disclosures (e.g., marketing). Must be specific and time-limited.
- Right to Restrict: Patients can request restrictions on disclosures. A covered entity must agree if the patient pays 100% out-of-pocket for a service and requests the information not be sent to their health plan.
⭐ The right to restrict disclosure to a health plan for services paid fully out-of-pocket is a key patient empowerment rule.
Breach Notification - Sound the Alarm
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Definition: An impermissible use or disclosure of Protected Health Information (PHI) is presumed to be a breach unless a low probability of compromise is demonstrated through a risk assessment.
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Individual Notice: Must be provided without unreasonable delay, and in no case later than 60 calendar days following the discovery of a breach.
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HHS Notification:
- Breaches affecting ≥500 individuals: Notify the HHS Secretary without unreasonable delay (and no later than 60 days).
- Breaches affecting <500 individuals: Log and notify HHS annually.
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Media Notice: If a breach affects more than 500 residents of a single state or jurisdiction, a prominent media outlet must be notified.
⭐ The burden of proof is on the covered entity to demonstrate that a breach did not occur or that all required notifications were made.
High-Yield Points - ⚡ Biggest Takeaways
- Patients have a right to access, inspect, and obtain a copy of their Protected Health Information (PHI).
- They can request amendments to correct errors in their medical records.
- Patients are entitled to an accounting of disclosures, listing who has received their PHI.
- They can request restrictions on PHI use, especially for services paid out-of-pocket.
- The right to request confidential communications allows them to specify contact methods.
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