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Pulmonary Risk Assessment

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Pulmonary Risk Assessment - Lung Alert!

  • Postoperative Pulmonary Complications (PPCs): Include atelectasis, pneumonia, respiratory failure, exacerbation of underlying lung disease (e.g., COPD, asthma).
  • Goals of Preoperative Assessment: Identify at-risk patients, guide risk-reduction strategies, and optimize patient's preoperative condition.
  • Incidence & Impact: PPCs occur in 5-10% of major non-cardiac surgeries; they significantly ↑morbidity, mortality, and length of hospital stay.

⭐ PPCs are a significant cause of perioperative morbidity and mortality, often comparable to cardiac complications.

Key Risk Factors - Danger Zones

Patient-Related FactorsProcedure-Related Factors
* Age > 60-65 years* Surgical site: Thoracic, Upper abdominal, Aortic, Neurosurgery, Head & Neck
* COPD, poorly controlled Asthma* Surgery duration > 3 hours
* Current smoking or cessation < 8 weeks* Emergency surgery
* Obstructive Sleep Apnea (OSA) 📌 STOP-BANG* General anesthesia
* ASA class ≥ III
* Poor functional status (<4 METs)
* Congestive Heart Failure (CHF)
* Serum albumin < 3.5 g/dL

Clinical Evaluation - Breath Checks

  • Focused History:
    • Dyspnea: severity, character.
    • Cough, sputum production.
    • Exercise tolerance: METs, stair climbing.
      • ⭐ > An inability to climb 2 flights of stairs (approximately 4 METs) is a simple clinical indicator of poor functional capacity and increased PPC risk.
    • History of previous Postoperative Pulmonary Complications (PPCs).
    • Recent respiratory infection (<1 month).
  • Physical Examination Findings:
    • Auscultation: wheezing, rhonchi, crackles.
    • Observation: prolonged expiratory phase, use of accessory muscles.
    • Signs of Heart Failure (HF): e.g., elevated JVP, peripheral edema. Abnormal Breath Sounds: Wheeze, Rhonchi, Crackle, Stridor## Clinical Evaluation - Breath Checks
  • Focused History:
    • Dyspnea: severity, character.
    • Cough, sputum production.
    • Exercise tolerance: METs, stair climbing.
      • ⭐ > An inability to climb 2 flights of stairs (approximately 4 METs) is a simple clinical indicator of poor functional capacity and increased PPC risk.
    • History of previous Postoperative Pulmonary Complications (PPCs).
    • Recent respiratory infection (<1 month).
  • Physical Examination Findings:
    • Auscultation: wheezing, rhonchi, crackles.
    • Observation: prolonged expiratory phase, use of accessory muscles.
    • Signs of Heart Failure (HF): e.g., elevated JVP, peripheral edema. (image)[ef11ccda-7e8f-4a20-907b-13f9a20b4735]

Preoperative Testing - Lung Scans & Puffs

  • CXR: New/worsening cardiopulmonary signs/symptoms.
  • PFTs/Spirometry:
    • Indications: Unexplained dyspnea/exercise intolerance; planned lung resection; assess known lung disease.
    • Key: FEV1, FVC, FEV1/FVC ratio.
    • Critical: FEV1 < 1.5L or < 50% pred.; ppoFEV1 < 30-40% (lung resection).
  • ABG: Baseline in severe COPD / suspected hypoxemia.
  • CPET: High-risk non-lung resection or lung resection candidates.

⭐ Routine preoperative PFTs are NOT recommended for all patients; they are selectively used, especially for patients undergoing lung resection or those with undiagnosed respiratory symptoms.

Risk Indices & Strategies - Predict & Protect

  • Risk Indices:

    • ARISCAT Score:
      • Components: Age, SpO2 (<90%), resp. infection (recent), anemia (<10Hb), site (thoracic/upper abdo), duration (>2h), emergency.
      • Interpretation:
        Risk LevelScore RangePPC Risk (%)
        Low< 261.6
        Intermediate26-4413.3
        High> 4442.1
    • Gupta Resp. Failure Calculator.
  • Risk Reduction Strategies:

    • Smoking cessation: >4-8 weeks prior.
    • Optimize lung disease (Asthma/COPD): Bronchodilators, steroids.
    • Treat infections.
    • Lung expansion: Deep breathing, incentive spirometry, CPAP/BiPAP, early mobilization. Incentive spirometer use and components
    • Anesthesia: Regional preferred; avoid long-acting neuromuscular blockers.
    • 📌 CAN SCARE LUNGS: (COPD/CHF, Age, Nutrition, Site, Cough/Capacity, Anesthesia, Routine PFTs, Emergency, Lung Expansion, General health, Smoking).

⭐ The ARISCAT score is a widely validated and recommended tool for predicting postoperative pulmonary complications (PPCs).

High‑Yield Points - ⚡ Biggest Takeaways

  • Major PPC risk factors: COPD, smoking, OSA, age >60, thoracic/upper abdominal surgery, long surgery duration.
  • Smoking cessation: Advise at least 4-8 weeks preoperatively to ↓ PPCs.
  • PFTs: Not routine; consider for unexplained dyspnea or lung resection.
  • ARISCAT score: Widely used to predict postoperative pulmonary complications (PPCs).
  • Prevention: Lung expansion maneuvers (incentive spirometry), pain control, early mobilization.
  • OSA: Screen with STOP-BANG; continue CPAP perioperatively if used.

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