Inclusion and exclusion criteria

Inclusion and exclusion criteria

Inclusion and exclusion criteria

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I/E Criteria - The Study Gatekeepers

  • Inclusion Criteria: Defines the target population. These are characteristics subjects must have to be eligible (e.g., specific disease, age range).
  • Exclusion Criteria: Characteristics that disqualify eligible subjects. Aims to reduce confounding, harm, or non-compliance (e.g., comorbidities, contraindications, pregnancy).
  • Primary Goal: Create a homogenous study group to enhance internal validity and isolate the variable's effect.

Exam Favorite: Overly restrictive criteria boost internal validity but may significantly limit external validity (generalizability), as the study sample no longer reflects the real-world patient population.

Inclusion Criteria - Defining the Cohort

  • Definition: A set of predefined characteristics that prospective subjects must have to be considered for participation in a clinical trial.
  • Purpose:
    • Defines the target population to whom the study results will be generalizable.
    • Creates a homogenous sample to reduce the effect of confounding variables.
    • Ensures participants are appropriate for the research question and intervention.
  • Common Criteria:
    • Demographics: Age, sex, ethnicity.
    • Clinical Characteristics: Specific diagnosis, disease severity, prior treatments, laboratory values (e.g., eGFR > 60 mL/min).
    • Geographic Location: To ensure follow-up feasibility.

High-Yield: Narrow inclusion criteria increase a study's internal validity (by reducing confounders) but may decrease its external validity (generalizability) to a broader population.

Exclusion Criteria - Refining the Sample

Applied after inclusion criteria to remove individuals for whom the study may be unsafe, unethical, or impractical, ensuring a refined and appropriate sample.

  • Key Rationales:
    • Safety & Ethics: Protects participants at high risk of harm (e.g., pregnancy, severe comorbidities) or those unable to give informed consent.
    • Methodological Purity: Excludes individuals whose characteristics could confound results (e.g., specific concurrent medications) or who are unlikely to adhere to the study protocol (e.g., planning to move, substance abuse).
    • Practicality: Removes participants who are likely to be lost to follow-up.

⭐ Overly restrictive exclusion criteria are a major threat to external validity (generalizability), as the study sample may no longer reflect the real-world patient population.

Study Validity - The Balancing Act

  • Strict criteria (narrow):

    • Creates a homogeneous sample, boosting internal validity by minimizing confounders.
    • Reduces external validity (generalizability) to broader, real-world populations.
  • Loose criteria (broad):

    • Creates a heterogeneous sample, boosting external validity.
    • Risks ↓ internal validity due to varied patient characteristics and potential confounders.

⭐ The choice of criteria is a critical trade-off. Highly controlled trials (high internal validity) may not reflect real-world effectiveness, a frequent point of critique on exams.

High‑Yield Points - ⚡ Biggest Takeaways

  • Inclusion and exclusion criteria are essential for defining the study population and ensuring the validity of an RCT.
  • Inclusion criteria dictate the characteristics subjects must have, while exclusion criteria list traits they must not have.
  • Strict criteria enhance internal validity by creating a homogenous group but can limit external validity (generalizability).
  • Exclusion is critical for patient safety, protecting vulnerable individuals from potential harm.
  • Inconsistent application can introduce selection bias.

Practice Questions: Inclusion and exclusion criteria

Test your understanding with these related questions

A study is funded by the tobacco industry to examine the association between smoking and lung cancer. They design a study with a prospective cohort of 1,000 smokers between the ages of 20-30. The length of the study is five years. After the study period ends, they conclude that there is no relationship between smoking and lung cancer. Which of the following study features is the most likely reason for the failure of the study to note an association between tobacco use and cancer?

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Flashcards: Inclusion and exclusion criteria

1/9

Are Randomization and Concealment the same? _____

TAP TO REVEAL ANSWER

Are Randomization and Concealment the same? _____

nah bruh

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