Adaptive sample size methods

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Adaptive Designs - Plan B for Trials

  • Allows for pre-planned modifications to a trial based on interim data analysis, offering flexibility over fixed designs.
  • Primary Goals: Increase trial efficiency, reduce costs, and improve ethical outcomes by stopping futile trials early.
  • Common Adaptations:
    • Sample size re-estimation (SSR).
    • Stopping early for futility or overwhelming efficacy.
    • Dropping or adding treatment arms.
  • ⚠️ Requires complex statistical adjustments (e.g., alpha-spending functions) to prevent inflating Type I error.

⭐ The most frequent adaptation is Sample Size Re-estimation (SSR). It uses interim data to recalculate the required sample size, ensuring the study remains adequately powered.

Fixed vs. adaptive clinical trial design comparison

Sample Size Re-estimation - Sizing It Up

  • An adaptive trial design method allowing for sample size adjustment during the study.
  • Performed at a pre-planned interim analysis based on accumulating data.
  • Primary Goal: To correct initial, potentially inaccurate, assumptions about effect size or data variability, ensuring adequate statistical power.
  • Blinded Re-estimation: Adjusts sample size based on variance without unblinding treatment assignments. Lower risk of bias.
  • Unblinded Re-estimation: Uses interim treatment effects to adjust size. More powerful but carries a higher risk of operational bias.

⭐ Unblinded sample size re-estimation can inflate the Type I error rate (false positives) if not controlled by specific statistical methods (e.g., promising zone design).

Adaptive sample size change in clinical trials

Group Sequential Designs - Peek-a-Boo Trials

  • Concept: Allows for planned interim analyses of accumulating data in a clinical trial. The trial can be stopped early if results are compelling for efficacy, futility, or safety.
  • Mechanism:
    • Data is analyzed at pre-specified time points or after a certain number of events.
    • Formal stopping rules (boundaries) are used to determine if the trial should continue.
  • Challenge & Solution:
    • ⚠️ Repeatedly "peeking" at the data inflates the overall Type I error rate (family-wise error rate).
    • To maintain the nominal overall $\alpha$ (e.g., 0.05), the significance level for each interim look must be adjusted downwards.
  • Common Boundary Methods:
    • Pocock: Uses the same significance boundary for each interim analysis.
    • O'Brien-Fleming: Uses conservative boundaries early on, making it hard to stop, and less conservative ones later.

High-Yield: The O'Brien-Fleming method is often preferred as it maintains statistical power better than the Pocock method by being very conservative at the initial interim looks.

Group-Sequential Plot with Efficacy and Futility Boundaries

  • Adaptive designs allow for pre-planned sample size recalculation mid-trial based on interim data.
  • This ensures the study remains adequately powered if initial effect size or variability estimates were inaccurate.
  • The primary goal is to improve trial flexibility and resource efficiency.
  • All adaptation rules must be prospectively defined in the study protocol to prevent bias.
  • Helps avoid underpowered studies (↑ Type II error) or unnecessarily exposing patients in overpowered studies.
  • Maintains statistical validity and blinding when executed properly.

Practice Questions: Adaptive sample size methods

Test your understanding with these related questions

Researchers are studying the effects of a new medication for the treatment of type 2 diabetes. A randomized group of 100 subjects is given the new medication 1st for 2 months, followed by a washout period of 2 weeks, and then administration of the gold standard medication for 2 months. Another randomized group of 100 subjects is given the gold standard medication 1st for 2 months, followed by a washout period of 2 weeks, and then administration of the new medication for 2 months. What is the main disadvantage of this study design?

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Flashcards: Adaptive sample size methods

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Which type of observational study can be retro- or prospective? _____

TAP TO REVEAL ANSWER

Which type of observational study can be retro- or prospective? _____

Cohort study

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